Areas of Expertise

 

Financial Crime Compliance

 

 

Compliance & Regulatory Advisory

 

 

Product Suitability & Appropriateness

 

 

KYC Remediation Projects &
Look Back Reviews

 

 

Regulatory Programme Implementation

 

 

Systems Implementation Validation and Tuning

 

 

Governance & Oversight

 

 

Market Conduct & Behaviour

 

 

Records Management & Governance

 

 

Compliance Risk & Controls Assessments & Analytics

 

 

Trade & Communications Surveillance

 

 

Disciplinary