Areas of Expertise
Financial Crime (KYC, Anti-Corruption, Client On-Boarding, Anti-Fraud, Sanctions and PEPs)
Trade & Communications Surveillance
Anti-Fraud (incl. internal, debit/credit card, payment, cyber and mortgage)
Product Suitability & Appropriateness (incl. MiFID II)
Cross-Border
EU Payment Services Directive
EU General Data Protection Regulation (GDPR)
Quality Assurance & Testing
Market Conduct and Behavior
Compliance Risk Assessments & Analytics
Records Management & Governance
Compliance & Regulatory Advisory
Disciplinary (process, governance, policy)
Policies & Training