Areas of Expertise

Financial Crime (KYC, Anti-Corruption, Client On-Boarding, Anti-Fraud, Sanctions and PEPs)

 

Trade & Communications Surveillance

 

Anti-Fraud (incl. internal, debit/credit card, payment, cyber and mortgage)

 

Product Suitability & Appropriateness (incl. MiFID II)

 

Cross-Border

 

EU Payment Services Directive

 

EU General Data Protection Regulation (GDPR)

Quality Assurance & Testing

 

Market Conduct and Behavior

 

Compliance Risk Assessments & Analytics

 

Records Management & Governance

 

Compliance & Regulatory Advisory

 

Disciplinary (process, governance, policy)

 

Policies & Training

 

Regulatory Exams

Meet Our Experts

Industry Insight