Our Services

Regulatory Change 

With regulatory developments, new rules and enforcement coming thick and fast, we know you have to act quickly. We can help you define programmes of work and provide you with the right expertise and resources to implement complex changes successfully, included IBOR Reform, MiFID II, SMCR, AMLD 4 & 5, SFTR & GDPR.

Line Management Support and Remediation Delivery

Targeted supervisory reviews and complex, time-sensitive remediation projects are our specialty. We can help you define the project, source the right experts and technology and deliver to tight time frames. We can also help you manage regulatory relationships, and offer ad hoc review and validation services following regulatory change or intervention.

Technology: Optimisation Selection & Implementation

We will help you map your current risks, processes and policies to optimise the productivity of existing technology. We will recommend enhancements to extract additional efficiencies, improve output quality, help you navigate vendor selection and oversee any new technology roll-out.

Regulatory Review & Preparation

If you are facing a supervisory visit or review, our experienced senior practitioners can help you prepare, verify compliance with prior commitments and test how well you’ve implemented recommendations, so you can put your best foot forward.

Board and Senior Management Support

If you have senior people who need help understanding their responsibilities or are going through a senior management change, our subject-matter experts can provide training and support. And they can provide interim coverage and support during a transition, including working on time-sensitive projects. We also carry out top-down internal reviews and investigations.

Training and Development

If you need to brush up your knowledge, stay abreast of developments or get to grips with new rules or the latest regulatory thinking, our subject-matter experts can run practical training sessions for individuals and groups. We also have a network of trusted eLearning software partners, culture assessors, operational and regulatory training professionals and executive coaches.

Internal Audit

Leverage our expertise or get extra help with complex assignments and compliance validation. We can also free up your internal audit team by carrying out testing and ad hoc internal reviews on their behalf.

Assurance

We design, source and deliver independent compliance, risk and regulatory assurance services. We can also review and validate your current processes and report to the Board, risk management team or those in charge of remediation programmes.

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